交易术语词汇表

您的股票交易术语、国会交易法规和财务披露要求的综合指南。理解华尔街和国会山的语言。

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国会交易

与国会交易法规和要求相关的术语

8 定义术语

PTR申报

必要

定期交易报告(PTR)是国会议员或其配偶进行超过特定阈值的股票交易时必须提交的金融披露表格。

示例:
  • Form filed within 45 days of trade execution
  • Includes transaction date, ticker symbol, and amount range
相关术语:
STOCK Act
Disclosure Deadline
Transaction Date

STOCK法

必要

2012年《停止国会知识交易法》(STOCK)要求国会议员在45天内披露其股票交易,并禁止基于非公开信息的内幕交易。

示例:
  • Enacted April 4, 2012
  • Applies to House and Senate members
  • Includes spouses and dependent children
相关术语:
PTR Filing
Disclosure Deadline
Insider Trading

披露截止日期

必要

国会议员在交易执行日期后通过PTR申报报告股票交易的45天要求。

示例:
  • Trade executed Jan 1st → PTR due by Feb 15th
  • Late filings may result in penalties
相关术语:
PTR Filing
STOCK Act
Transaction Date

House Clerk Office

重要

The official office responsible for maintaining congressional financial disclosure records and PTR filings.

示例:
  • Disclosures-clerk.house.gov website
  • Repository of all congressional trade filings
相关术语:
PTR Filing
Financial Disclosure
Official Records

House Committee on Ethics

重要

Congressional committee responsible for enforcing ethics rules and investigating potential violations.

示例:
  • Reviews late filing penalties
  • Investigates ethics violations
  • Issues guidance on trading rules
相关术语:
STOCK Act
Congressional Ethics
Enforcement

Member of Congress

重要

Elected representative in the House or Senate subject to financial disclosure requirements.

示例:
  • House Representatives: 2-year terms
  • Senators: 6-year terms
  • Subject to STOCK Act requirements
相关术语:
Congressional Office
Elected Official
Public Service

Spouse Trading Disclosure

必要

Requirement for Congress members to report trades made by their spouses and dependent children.

示例:
  • Paul Pelosi trades reported by Nancy Pelosi
  • Includes spouse and dependent children under 18
相关术语:
Family Members
Joint Filing
Household Disclosure

Committee Assignment

重要

Congressional committee membership that may provide access to industry-specific information and legislative oversight.

示例:
  • Financial Services Committee
  • Energy and Commerce Committee
  • Judiciary Committee
相关术语:
Legislative Oversight
Industry Knowledge
Policy Influence
交易术语

一般股票交易和投资术语

10 定义术语

股票代码

必要

分配给公开交易公司股票的唯一字母系列,用于在证券交易所识别。

示例:
  • AAPL for Apple Inc.
  • TSLA for Tesla Inc.
  • NVDA for NVIDIA Corporation
相关术语:
Stock Exchange
Public Company
Trading

资产类型

重要

股票、债券、期权或其他证券等金融工具的分类。

示例:
  • Common Stock
  • Preferred Stock
  • Stock Options
  • Corporate Bonds
相关术语:
Securities
Investment
Portfolio

交易日期

必要

股票交易执行的实际日期,相对于报告的披露日期。

示例:
  • Trade Date: Jan 5, 2025
  • Disclosure Date: Feb 10, 2025
相关术语:
Disclosure Date
Settlement Date
PTR Filing

Stock Options

重要

Financial contracts that give the holder the right to buy or sell shares at a specified price within a certain time period.

示例:
  • Call options: right to buy
  • Put options: right to sell
  • Exercise price and expiration date
相关术语:
Derivatives
Exercise Price
Expiration Date

Purchase (Buy)

必要

Acquiring ownership of securities by exchanging money for shares or other financial instruments.

示例:
  • Buying 100 shares of AAPL
  • Opening a long position
  • Increasing portfolio allocation
相关术语:
Buy Order
Long Position
Investment

Sale (Sell)

必要

Disposing of securities ownership by exchanging shares for money.

示例:
  • Selling 500 shares of TSLA
  • Closing a position
  • Taking profits or cutting losses
相关术语:
Sell Order
Short Position
Profit Taking

Transaction Amount Range

必要

The value brackets used in congressional disclosure forms to report trade sizes instead of exact amounts.

示例:
  • $1,001 - $15,000
  • $15,001 - $50,000
  • $1,000,001 - $5,000,000
相关术语:
Trade Size
Disclosure Requirements
Value Estimation

Market Order

补充

An order to buy or sell a security immediately at the current market price.

示例:
  • Buy 100 shares at current market price
  • Immediate execution
  • Price not guaranteed
相关术语:
Limit Order
Order Types
Trade Execution

Limit Order

补充

An order to buy or sell a security at a specific price or better.

示例:
  • Buy AAPL at $150 or lower
  • Sell TSLA at $200 or higher
  • Price protection
相关术语:
Market Order
Order Types
Price Limits

Dividend

重要

A payment made by corporations to shareholders as a distribution of profits.

示例:
  • Quarterly dividend payments
  • Dividend yield calculation
  • Ex-dividend date
相关术语:
Shareholder Returns
Company Profits
Yield
最常搜索术语
PTR申报

国会股票交易所需的披露表格

STOCK法

2012年法律规范国会交易披露

股票代码

识别公开交易股票的唯一代码

披露截止日期

报告交易的45天要求

资产类型

金融工具分类(股票、期权等)

交易日期

交易执行的实际日期

了解国会交易

本词汇表帮助您了解复杂的国会股票交易世界。所有术语都用简单英语定义,并提供真实PTR申报的示例。了解这些术语对于解释官方披露文件和有效跟踪交易模式至关重要。

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