交易術語詞彙表

您的股票交易術語、國會交易法規和金融披露要求的綜合指南。理解華爾街和國會山的語言。

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定義術語

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國會交易

與國會交易法規和要求相關的術語

8 定義術語

PTR申報

必要

定期交易報告(PTR)是國會議員或其配偶進行超過特定閾值的股票交易時必須提交的金融披露表格。

示例:
  • Form filed within 45 days of trade execution
  • Includes transaction date, ticker symbol, and amount range
相關術語:
STOCK Act
Disclosure Deadline
Transaction Date

STOCK法

必要

2012年《停止國會知識交易法》(STOCK)要求國會議員在45天內披露其股票交易,並禁止基於非公開資訊的內幕交易。

示例:
  • Enacted April 4, 2012
  • Applies to House and Senate members
  • Includes spouses and dependent children
相關術語:
PTR Filing
Disclosure Deadline
Insider Trading

披露截止日期

必要

國會議員在交易執行日期後通過PTR申報報告股票交易的45天要求。

示例:
  • Trade executed Jan 1st → PTR due by Feb 15th
  • Late filings may result in penalties
相關術語:
PTR Filing
STOCK Act
Transaction Date

House Clerk Office

重要

The official office responsible for maintaining congressional financial disclosure records and PTR filings.

示例:
  • Disclosures-clerk.house.gov website
  • Repository of all congressional trade filings
相關術語:
PTR Filing
Financial Disclosure
Official Records

House Committee on Ethics

重要

Congressional committee responsible for enforcing ethics rules and investigating potential violations.

示例:
  • Reviews late filing penalties
  • Investigates ethics violations
  • Issues guidance on trading rules
相關術語:
STOCK Act
Congressional Ethics
Enforcement

Member of Congress

重要

Elected representative in the House or Senate subject to financial disclosure requirements.

示例:
  • House Representatives: 2-year terms
  • Senators: 6-year terms
  • Subject to STOCK Act requirements
相關術語:
Congressional Office
Elected Official
Public Service

Spouse Trading Disclosure

必要

Requirement for Congress members to report trades made by their spouses and dependent children.

示例:
  • Paul Pelosi trades reported by Nancy Pelosi
  • Includes spouse and dependent children under 18
相關術語:
Family Members
Joint Filing
Household Disclosure

Committee Assignment

重要

Congressional committee membership that may provide access to industry-specific information and legislative oversight.

示例:
  • Financial Services Committee
  • Energy and Commerce Committee
  • Judiciary Committee
相關術語:
Legislative Oversight
Industry Knowledge
Policy Influence
交易術語

一般股票交易和投資術語

10 定義術語

股票代碼

必要

分配給公開交易公司股票的唯一字母系列,用於在證券交易所識別。

示例:
  • AAPL for Apple Inc.
  • TSLA for Tesla Inc.
  • NVDA for NVIDIA Corporation
相關術語:
Stock Exchange
Public Company
Trading

資產類型

重要

股票、債券、選擇權或其他證券等金融工具的分類。

示例:
  • Common Stock
  • Preferred Stock
  • Stock Options
  • Corporate Bonds
相關術語:
Securities
Investment
Portfolio

交易日期

必要

股票交易執行的實際日期,相對於報告的披露日期。

示例:
  • Trade Date: Jan 5, 2025
  • Disclosure Date: Feb 10, 2025
相關術語:
Disclosure Date
Settlement Date
PTR Filing

Stock Options

重要

Financial contracts that give the holder the right to buy or sell shares at a specified price within a certain time period.

示例:
  • Call options: right to buy
  • Put options: right to sell
  • Exercise price and expiration date
相關術語:
Derivatives
Exercise Price
Expiration Date

Purchase (Buy)

必要

Acquiring ownership of securities by exchanging money for shares or other financial instruments.

示例:
  • Buying 100 shares of AAPL
  • Opening a long position
  • Increasing portfolio allocation
相關術語:
Buy Order
Long Position
Investment

Sale (Sell)

必要

Disposing of securities ownership by exchanging shares for money.

示例:
  • Selling 500 shares of TSLA
  • Closing a position
  • Taking profits or cutting losses
相關術語:
Sell Order
Short Position
Profit Taking

Transaction Amount Range

必要

The value brackets used in congressional disclosure forms to report trade sizes instead of exact amounts.

示例:
  • $1,001 - $15,000
  • $15,001 - $50,000
  • $1,000,001 - $5,000,000
相關術語:
Trade Size
Disclosure Requirements
Value Estimation

Market Order

補充

An order to buy or sell a security immediately at the current market price.

示例:
  • Buy 100 shares at current market price
  • Immediate execution
  • Price not guaranteed
相關術語:
Limit Order
Order Types
Trade Execution

Limit Order

補充

An order to buy or sell a security at a specific price or better.

示例:
  • Buy AAPL at $150 or lower
  • Sell TSLA at $200 or higher
  • Price protection
相關術語:
Market Order
Order Types
Price Limits

Dividend

重要

A payment made by corporations to shareholders as a distribution of profits.

示例:
  • Quarterly dividend payments
  • Dividend yield calculation
  • Ex-dividend date
相關術語:
Shareholder Returns
Company Profits
Yield
最常搜尋術語
PTR申報

國會股票交易所需的披露表格

STOCK法

2012年法律規範國會交易披露

股票代碼

識別公開交易股票的唯一代碼

披露截止日期

報告交易的45天要求

資產類型

金融工具分類(股票、選擇權等)

交易日期

交易執行的實際日期

了解國會交易

本詞彙表幫助您了解複雜的國會股票交易世界。所有術語都用簡單中文定義,並提供真實PTR申報的示例。了解這些術語對於解釋官方披露文件和有效追蹤交易模式至關重要。

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